Compliance Analyst

Posted 2 weeks ago

Field of activity

REGIS-TR, the European central trade repository, was launched in 2010 as a joint venture. It collects and administers details of derivative transactions reported by its clients to provide market regulators and participants with a reporting hub for all manner of transaction reporting resulting from current and future regulatory initiatives such as EMIR, FinfraG, SFTR etc.

Task / Responsibilities

  • Support the Compliance Team of Regis-TR, to ensure the compliance of Regis-TR with all applicable laws and regulations, including EMIR, FinfraG and SFTR
  • Verify the mandates of Regulators against organic law, and in relation to data access requests
  • Performing Compliance risk assessments on prospective clients; 
  • Conducting dedicated KYC review of the existing customer base; 
  • Identifying, reporting and managing compliance incidents, cases; 
  • Review of EMIR, FinfraG and other regulations

Qualifications/Required Skills

  • University degree in law,  or degree in business or finance with a demonstrated experience in legal environments
  • 1-2 years’ experience in a compliance, legal analyst or similar role
  • Superb organisational skills, flexible and detail oriented
  • Good ability to read and understand organic law from different jurisdictions and EU regulations
  • Ability to work independently and as part of a team
  • Excellent communication skill
  • Language: Fluent English mandatory
  • Good command of MS Office applications.

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